Question 3: In an IPO the issuer may obtain the assistance of an ________ firm,
which helps it determine what type of security to issue (common or preferred),
best offering price and time to bring it to market.
Question 7: IPOs generally involve one or more ________ as
"underwriters." The company offering its
shares, called the "issuer," enters a contract with a lead
underwriter to sell its shares to the public.